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FINRA Broker Allegations for Gregory Avery Ramirez

Our Staff has compiled our research into a database of FINRA Broker Allegations for Gregory Avery Ramirez.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Gregory Avery Ramirez2883461610/18/2022Customer DisputeAward / Judgment$150,000.00$0.00See Allegations
Gregory Avery Ramirez2883461611/14/2018Customer DisputeSettled$60,000.00$0.00See Allegations
Gregory Avery Ramirez2883461601/07/2008Customer DisputeDenied$0.00$0.00See Allegations
Gregory Avery Ramirez2883461612/17/2007Employment Separation After Allegations$0.00$0.00See Allegations
Gregory Avery Ramirez2883461607/28/2006Customer DisputeDenied$5,600.00$0.00See Allegations
Gregory Avery Ramirez2883461607/26/2001Employment Separation After Allegations$0.00$0.00See Allegations

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