Our Staff has compiled our research into a database of FINRA Broker Allegations for Jeffrey Thomas Higgins.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Thomas Higgins | 2871443 | 9 | 09/11/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Jeffrey Thomas Higgins | 2871443 | 9 | 08/29/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Jeffrey Thomas Higgins | 2871443 | 9 | 08/23/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See Allegations |
| Jeffrey Thomas Higgins | 2871443 | 9 | 08/21/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Jeffrey Thomas Higgins | 2871443 | 9 | 08/12/2024 | Customer Dispute | Pending | $240,000.00 | $0.00 | See Allegations |
| Jeffrey Thomas Higgins | 2871443 | 9 | 07/09/2024 | Customer Dispute | Denied | $134,000.00 | $0.00 | See Allegations |
| Jeffrey Thomas Higgins | 2871443 | 9 | 07/01/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Jeffrey Thomas Higgins | 2871443 | 9 | 06/21/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Jeffrey Thomas Higgins | 2871443 | 9 | 06/09/2023 | Customer Dispute | Settled | $210,000.00 | $0.00 | See Allegations |