Our Staff has compiled our research into a database of FINRA Broker Allegations for James Austin King.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Austin King | 2865236 | 7 | 08/15/2015 | Customer Dispute | Settled | $950,000.00 | $0.00 | See Allegations |