Our Staff has compiled our research into a database of FINRA Broker Allegations for James Austin King.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Austin King | 2865236 | 7 | 05/18/2017 | Customer Dispute | Award / Judgment | $470,000.00 | $129,133.00 | See Allegations |
| James Austin King | 2865236 | 7 | 05/16/2017 | Customer Dispute | Award / Judgment | $640,000.00 | $550,000.00 | See Allegations |
| James Austin King | 2865236 | 7 | 05/16/2017 | Customer Dispute | Award / Judgment | $600,000.00 | $127,925.00 | See Allegations |
| James Austin King | 2865236 | 7 | 01/25/2017 | Customer Dispute | Award / Judgment | $2,250,000.00 | $600.00 | See Allegations |
| James Austin King | 2865236 | 7 | 08/15/2015 | Customer Dispute | Settled | $950,000.00 | $0.00 | See Allegations |
| James Austin King | 2865236 | 7 | 10/15/2013 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See Allegations |
| James Austin King | 2865236 | 7 | 08/12/2007 | Customer Dispute | Denied | $6,500.00 | $0.00 | See Allegations |