Our Staff has compiled our research into a database of FINRA Broker Allegations for Richard Grant Cody.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Richard Grant Cody | 2794558 | 35 | 09/26/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Richard Grant Cody | 2794558 | 35 | 06/20/2005 | Customer Dispute | Settled | $56,000.00 | $0.00 | See Allegations |
| Richard Grant Cody | 2794558 | 35 | 06/20/2005 | Customer Dispute | Settled | $20,000.00 | $0.00 | See Allegations |