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FINRA Broker Allegations for Todd Michael Lesk

Our Staff has compiled our research into a database of FINRA Broker Allegations for Todd Michael Lesk.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Todd Michael Lesk2788300908/07/2024Customer DisputePending$500,000.00$0.00See Allegations
Todd Michael Lesk2788300906/21/2024Customer DisputePending$800,000.00$0.00See Allegations
Todd Michael Lesk2788300902/13/2024Customer DisputePending$100,000.00$0.00See Allegations
Todd Michael Lesk2788300901/22/2024Customer DisputePending$47,516.90$0.00See Allegations
Todd Michael Lesk2788300910/06/2023RegulatoryFinal$0.00$0.00See Allegations
Todd Michael Lesk2788300910/04/2023Employment Separation After Allegations$0.00$0.00See Allegations
Todd Michael Lesk2788300909/19/2023Customer DisputePending$1,180,000.00$0.00See Allegations
Todd Michael Lesk2788300909/01/2022Employment Separation After Allegations$0.00$0.00See Allegations
Todd Michael Lesk2788300903/06/2017Customer DisputeSettled$33,000.00$0.00See Allegations

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