Our Staff has compiled our research into a database of FINRA Broker Allegations for Francisco Javier Valenzuela.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Francisco Javier Valenzuela | 2786970 | 7 | 08/05/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francisco Javier Valenzuela | 2786970 | 7 | 02/06/2020 | Customer Dispute | Award / Judgment | $500,000.00 | $170,000.00 | See Allegations |
| Francisco Javier Valenzuela | 2786970 | 7 | 12/17/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francisco Javier Valenzuela | 2786970 | 7 | 07/20/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francisco Javier Valenzuela | 2786970 | 7 | 11/03/2008 | Customer Dispute | Denied | $8,500.00 | $0.00 | See Allegations |
| Francisco Javier Valenzuela | 2786970 | 7 | 11/23/2005 | Customer Dispute | Settled | $26,687.30 | $0.00 | See Allegations |