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FINRA Broker Allegations for Darryl Matthew Cohen

Our Staff has compiled our research into a database of FINRA Broker Allegations for Darryl Matthew Cohen.

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Displaying 10 out of 17 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Darryl Matthew Cohen27866131902/21/2024Customer DisputePending$0.00$0.00See Allegations
Darryl Matthew Cohen27866131906/20/2023Customer DisputeDenied$0.00$0.00See Allegations
Darryl Matthew Cohen27866131904/13/2023Customer DisputeDenied$0.00$0.00See Allegations
Darryl Matthew Cohen27866131903/23/2023CivilPending$0.00$0.00See Allegations
Darryl Matthew Cohen27866131903/23/2023Customer DisputePending$0.00$0.00See Allegations
Darryl Matthew Cohen27866131903/23/2023RegulatoryPending$0.00$0.00See Allegations
Darryl Matthew Cohen27866131912/30/2021RegulatoryFinal$0.00$0.00See Allegations
Darryl Matthew Cohen27866131910/01/2021Customer DisputeSettled$2,000,000.00$0.00See Allegations
Darryl Matthew Cohen27866131904/20/2021Customer DisputeSettled$100,000.00$0.00See Allegations
Darryl Matthew Cohen27866131904/06/2021Customer DisputeSettled$2,300,000.00$0.00See Allegations

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