Our Staff has compiled our research into a database of FINRA Broker Allegations for Gregory Francis Kowal.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Gregory Francis Kowal | 274498 | 9 | 10/20/2008 | Customer Dispute | Settled | $839,101.00 | $0.00 | See Allegations |
| Gregory Francis Kowal | 274498 | 9 | 11/29/1993 | Customer Dispute | Settled | $139,792.00 | $0.00 | See Allegations |
| Gregory Francis Kowal | 274498 | 9 | 06/15/1983 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Gregory Francis Kowal | 274498 | 9 | 09/08/1981 | Civil | Final | $0.00 | $0.00 | See Allegations |