Our Staff has compiled our research into a database of FINRA Broker Allegations for Eric Coombs.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Eric Coombs | 2743447 | 2 | 08/09/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Eric Coombs | 2743447 | 2 | 12/05/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |