Our Staff has compiled our research into a database of FINRA Broker Allegations for Austin Richard Dutton.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Austin Richard Dutton | 2739167 | 37 | 12/26/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 12/26/2017 | Customer Dispute | Settled | $230,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 11/30/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 07/24/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 04/27/2015 | Customer Dispute | Settled | $111,912.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 03/02/2004 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 10/06/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |