Our Staff has compiled our research into a database of FINRA Broker Allegations for Austin Richard Dutton.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Austin Richard Dutton | 2739167 | 37 | 09/17/2021 | Customer Dispute | Settled | $99,999.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 02/01/2021 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 06/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 01/14/2020 | Customer Dispute | Settled | $95,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 05/08/2019 | Customer Dispute | Settled | $230,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 04/06/2019 | Customer Dispute | Settled | $12,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 01/31/2019 | Customer Dispute | Settled | $140,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 11/15/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 10/08/2018 | Customer Dispute | Settled | $60,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 08/21/2018 | Customer Dispute | Settled | $33,000.00 | $0.00 | See Allegations |