Our Staff has compiled our research into a database of FINRA Broker Allegations for Austin Richard Dutton.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Austin Richard Dutton | 2739167 | 37 | 05/29/2018 | Customer Dispute | Settled | $130,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 05/10/2018 | Customer Dispute | Settled | $35,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 05/10/2018 | Customer Dispute | Settled | $225,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 05/07/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 04/30/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 04/16/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 12/26/2017 | Customer Dispute | Settled | $30,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 12/26/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 12/26/2017 | Customer Dispute | Settled | $230,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 11/30/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See Allegations |