Our Staff has compiled our research into a database of FINRA Broker Allegations for Austin Richard Dutton.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Austin Richard Dutton | 2739167 | 37 | 07/18/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 02/13/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 01/05/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 12/08/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 07/26/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 02/02/2023 | Customer Dispute | Settled | $130,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 11/23/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 07/05/2022 | Customer Dispute | Award / Judgment | $43,644.70 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 06/08/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Austin Richard Dutton | 2739167 | 37 | 12/08/2021 | Customer Dispute | Settled | $100,001.00 | $0.00 | See Allegations |