Potomac Analytics' Logo

FINRA Broker Allegations for Edgar A Kleydman

Our Staff has compiled our research into a database of FINRA Broker Allegations for Edgar A Kleydman.

Search by Allegation Text:

Date Range:

to

Filter by:

Sort by:

Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Edgar A Kleydman2727571509/26/2023Customer DisputePending$1,000,000.00$0.00See Allegations
Edgar A Kleydman2727571510/14/2021RegulatoryFinal$0.00$0.00See Allegations
Edgar A Kleydman2727571507/04/2021Customer DisputeAward / Judgment$35,650.60$0.00See Allegations
Edgar A Kleydman2727571502/12/2021Customer DisputeSettled$0.00$0.00See Allegations
Edgar A Kleydman2727571508/24/2017Customer DisputeSettled$5,000.00$0.00See Allegations

5 Results

Display: