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FINRA Broker Allegations for Harold Douglas Mccoy

Our Staff has compiled our research into a database of FINRA Broker Allegations for Harold Douglas Mccoy.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Harold Douglas Mccoy2710694509/11/2019Customer DisputeAward / Judgment$33,000.00$0.00See Allegations
Harold Douglas Mccoy2710694503/25/2011Customer DisputeSettled$400,000.00$0.00See Allegations
Harold Douglas Mccoy2710694509/08/2008Customer DisputeDenied$0.00$0.00See Allegations
Harold Douglas Mccoy2710694507/29/2008Customer DisputeSettled$12,699.00$0.00See Allegations
Harold Douglas Mccoy2710694501/11/2002Customer DisputeSettled$0.00$0.00See Allegations

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