Our Staff has compiled our research into a database of FINRA Broker Allegations for Betsy Lou Whipple.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| Betsy Lou Whipple | 2703262 | 7 | 08/06/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| Betsy Lou Whipple | 2703262 | 7 | 07/07/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Betsy Lou Whipple | 2703262 | 7 | 07/27/2001 | Customer Dispute | Award / Judgment | $100,000.00 | $10,000.00 | See Allegations |
| Betsy Lou Whipple | 2703262 | 7 | 01/05/2001 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See Allegations |