Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Joseph Kerrigan.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Kerrigan | 268516 | 12 | 05/29/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
| Robert Joseph Kerrigan | 268516 | 12 | 02/02/2018 | Customer Dispute | Award / Judgment | $920,198.00 | $0.00 | See Allegations |
| Robert Joseph Kerrigan | 268516 | 12 | 07/11/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Robert Joseph Kerrigan | 268516 | 12 | 05/04/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Robert Joseph Kerrigan | 268516 | 12 | 10/25/2016 | Customer Dispute | Settled | $99,999.00 | $0.00 | See Allegations |
| Robert Joseph Kerrigan | 268516 | 12 | 06/22/2016 | Customer Dispute | Award / Judgment | $270,000.00 | $260,084.00 | See Allegations |
| Robert Joseph Kerrigan | 268516 | 12 | 05/11/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Robert Joseph Kerrigan | 268516 | 12 | 02/25/2008 | Customer Dispute | Denied | $5,539.00 | $0.00 | See Allegations |
| Robert Joseph Kerrigan | 268516 | 12 | 01/27/2005 | Customer Dispute | Denied | $67,757.30 | $0.00 | See Allegations |
| Robert Joseph Kerrigan | 268516 | 12 | 04/18/2001 | Customer Dispute | Settled | $9,131.71 | $0.00 | See Allegations |