Our Staff has compiled our research into a database of FINRA Broker Allegations for Mark Alan Kasen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Mark Alan Kasen | 264699 | 2 | 06/01/1975 | Customer Dispute | Award / Judgment | $100,000.00 | $60,000.00 | See Allegations |
| Mark Alan Kasen | 264699 | 2 | 05/01/1974 | Customer Dispute | Award / Judgment | $6,000.00 | $1,500.00 | See Allegations |