Our Staff has compiled our research into a database of FINRA Broker Allegations for Donald Allen Kartoon.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Donald Allen Kartoon | 264647 | 8 | 10/08/2015 | Customer Dispute | Award / Judgment | $114,142.00 | $4,000.00 | See Allegations |
| Donald Allen Kartoon | 264647 | 8 | 04/08/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Donald Allen Kartoon | 264647 | 8 | 03/24/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Donald Allen Kartoon | 264647 | 8 | 04/09/2001 | Customer Dispute | Settled | $690,000.00 | $0.00 | See Allegations |
| Donald Allen Kartoon | 264647 | 8 | 04/09/2001 | Customer Dispute | Settled | $658,000.00 | $0.00 | See Allegations |
| Donald Allen Kartoon | 264647 | 8 | 11/21/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Donald Allen Kartoon | 264647 | 8 | 12/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |