Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael James Conte.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael James Conte | 2646071 | 11 | 10/05/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Michael James Conte | 2646071 | 11 | 11/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Michael James Conte | 2646071 | 11 | 10/18/2021 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Michael James Conte | 2646071 | 11 | 09/21/2021 | Customer Dispute | Pending | $499,000.00 | $0.00 | See Allegations |
| Michael James Conte | 2646071 | 11 | 08/17/2021 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Michael James Conte | 2646071 | 11 | 07/05/2016 | Customer Dispute | Award / Judgment | $500,000.00 | $100,000.00 | See Allegations |
| Michael James Conte | 2646071 | 11 | 09/22/2005 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Michael James Conte | 2646071 | 11 | 07/07/2004 | Customer Dispute | Settled | $406,000.00 | $0.00 | See Allegations |
| Michael James Conte | 2646071 | 11 | 06/13/2002 | Customer Dispute | Denied | $7,100.00 | $0.00 | See Allegations |