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FINRA Broker Allegations for Clarice Crystal Saw

Our Staff has compiled our research into a database of FINRA Broker Allegations for Clarice Crystal Saw.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Clarice Crystal Saw2633118608/01/2023Employment Separation After Allegations$0.00$0.00See Allegations
Clarice Crystal Saw2633118607/28/2023CivilPending$0.00$0.00See Allegations
Clarice Crystal Saw2633118605/31/2021Employment Separation After Allegations$0.00$0.00See Allegations
Clarice Crystal Saw2633118606/09/2016Customer DisputeDenied$0.00$0.00See Allegations
Clarice Crystal Saw2633118601/28/2008Customer DisputeSettled$0.00$0.00See Allegations
Clarice Crystal Saw2633118609/13/2006Customer DisputeSettled$6,219.51$0.00See Allegations

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