Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| April Marie Wilson | 4515321 | 2 | 09/18/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Tammie Lyn Farrell | 2475931 | 6 | 09/17/2024 | Customer Dispute | Pending | $275,000.00 | $0.00 | See Allegations |
| Brittani Corren Schaefer | 6327801 | 2 | 09/17/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| Megurditch Mike Patatian | 4047060 | 21 | 09/13/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Bowman James Nicholson | 6050450 | 1 | 09/12/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
| David Dean Glienke | 5502866 | 2 | 09/11/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See Allegations |
| Jeffrey Thomas Higgins | 2871443 | 9 | 09/11/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |