Our Staff has compiled our research into a database of FINRA Broker Allegations for Dharmesh Vora.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Dharmesh Vora | 2629494 | 17 | 09/16/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dharmesh Vora | 2629494 | 17 | 03/20/2024 | Customer Dispute | Pending | $350,000.00 | $0.00 | See Allegations |
| Dharmesh Vora | 2629494 | 17 | 01/26/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See Allegations |
| Dharmesh Vora | 2629494 | 17 | 01/21/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Dharmesh Vora | 2629494 | 17 | 12/08/2023 | Customer Dispute | Pending | $196,000.00 | $0.00 | See Allegations |
| Dharmesh Vora | 2629494 | 17 | 11/27/2023 | Customer Dispute | Pending | $366,000.00 | $0.00 | See Allegations |
| Dharmesh Vora | 2629494 | 17 | 10/20/2023 | Customer Dispute | Pending | $486,000.00 | $0.00 | See Allegations |
| Dharmesh Vora | 2629494 | 17 | 10/19/2023 | Customer Dispute | Pending | $46,879.00 | $0.00 | See Allegations |
| Dharmesh Vora | 2629494 | 17 | 10/09/2023 | Customer Dispute | Pending | $1,485,980.00 | $0.00 | See Allegations |
| Dharmesh Vora | 2629494 | 17 | 09/11/2023 | Customer Dispute | Pending | $800,000.00 | $0.00 | See Allegations |