Our Staff has compiled our research into a database of FINRA Broker Allegations for Aaron Robert Parthemer.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Aaron Robert Parthemer | 2546369 | 15 | 06/30/2015 | Customer Dispute | Settled | $4,864,850.00 | $0.00 | See Allegations |
| Aaron Robert Parthemer | 2546369 | 15 | 05/12/2015 | Customer Dispute | Award / Judgment | $700,000.00 | $0.00 | See Allegations |
| Aaron Robert Parthemer | 2546369 | 15 | 05/11/2015 | Customer Dispute | Award / Judgment | $200,000.00 | $0.00 | See Allegations |
| Aaron Robert Parthemer | 2546369 | 15 | 04/22/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Aaron Robert Parthemer | 2546369 | 15 | 04/22/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |