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FINRA Broker Allegations for Aaron Robert Parthemer

Our Staff has compiled our research into a database of FINRA Broker Allegations for Aaron Robert Parthemer.

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Displaying 10 out of 15 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Aaron Robert Parthemer25463691510/01/2018Customer DisputeDenied$0.00$0.00See Allegations
Aaron Robert Parthemer25463691508/03/2018Customer DisputeSettled$413,000.00$0.00See Allegations
Aaron Robert Parthemer25463691507/31/2018Customer DisputeSettled$180,000.00$0.00See Allegations
Aaron Robert Parthemer25463691502/06/2018Customer DisputeSettled$0.00$0.00See Allegations
Aaron Robert Parthemer25463691504/06/2017Customer DisputeSettled$1,622,840.00$0.00See Allegations
Aaron Robert Parthemer25463691503/13/2017RegulatoryFinal$0.00$0.00See Allegations
Aaron Robert Parthemer25463691509/13/2016Customer DisputeSettled$205,000.00$0.00See Allegations
Aaron Robert Parthemer25463691507/15/2016Customer DisputeAward / Judgment$8,853,840.00$0.00See Allegations
Aaron Robert Parthemer25463691506/09/2016Customer DisputeSettled$1,425,000.00$0.00See Allegations
Aaron Robert Parthemer25463691509/11/2015RegulatoryFinal$0.00$0.00See Allegations

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