Our Staff has compiled our research into a database of FINRA Broker Allegations for Francis Xavier Amsler.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Francis Xavier Amsler | 2526813 | 14 | 11/19/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 11/13/2020 | Customer Dispute | Award / Judgment | $1,775,430.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 11/04/2020 | Customer Dispute | Denied | $1,775,430.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 04/07/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |