Our Staff has compiled our research into a database of FINRA Broker Allegations for David Jeffrey Morris.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Jeffrey Morris | 2522277 | 8 | 01/11/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Jeffrey Morris | 2522277 | 8 | 01/31/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Jeffrey Morris | 2522277 | 8 | 09/13/2022 | Customer Dispute | Award / Judgment | $480,000.00 | $100,000.00 | See Allegations |
| David Jeffrey Morris | 2522277 | 8 | 08/25/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Jeffrey Morris | 2522277 | 8 | 03/21/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Jeffrey Morris | 2522277 | 8 | 01/08/2019 | Customer Dispute | Withdrawn | $1,200,000.00 | $0.00 | See Allegations |
| David Jeffrey Morris | 2522277 | 8 | 10/15/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |