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FINRA Broker Allegations for Christopher Duke Bennett

Our Staff has compiled our research into a database of FINRA Broker Allegations for Christopher Duke Bennett.

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Displaying 10 out of 17 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Christopher Duke Bennett25102311707/31/2020RegulatoryFinal$0.00$0.00See Allegations
Christopher Duke Bennett25102311707/08/2019Customer DisputePending$65,000.00$0.00See Allegations
Christopher Duke Bennett25102311705/07/2019Customer DisputePending$900,000.00$0.00See Allegations
Christopher Duke Bennett25102311702/27/2019Customer DisputeSettled$139,214.00$0.00See Allegations
Christopher Duke Bennett25102311702/01/2019RegulatoryFinal$0.00$0.00See Allegations
Christopher Duke Bennett25102311701/06/2019Customer DisputeSettled$559,429.00$0.00See Allegations
Christopher Duke Bennett25102311712/03/2018Customer DisputeSettled$20,000.00$0.00See Allegations
Christopher Duke Bennett25102311711/21/2018Customer DisputePending$0.00$0.00See Allegations
Christopher Duke Bennett25102311711/20/2018Customer DisputeSettled$0.00$0.00See Allegations
Christopher Duke Bennett25102311706/25/2018Customer DisputeSettled$550,000.00$0.00See Allegations

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