Our Staff has compiled our research into a database of FINRA Broker Allegations for Shawn David Bumgardner.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Shawn David Bumgardner | 2492380 | 3 | 10/04/2022 | Customer Dispute | Award / Judgment | $500,000.00 | $0.00 | See Allegations |
| Shawn David Bumgardner | 2492380 | 3 | 10/18/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See Allegations |
| Shawn David Bumgardner | 2492380 | 3 | 05/31/2001 | Customer Dispute | Denied | $33,000.00 | $0.00 | See Allegations |