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FINRA Broker Allegations for Tammie Lyn Farrell

Our Staff has compiled our research into a database of FINRA Broker Allegations for Tammie Lyn Farrell.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Tammie Lyn Farrell2475931609/17/2024Customer DisputePending$275,000.00$0.00See Allegations
Tammie Lyn Farrell2475931603/26/2024Customer DisputePending$357,000.00$0.00See Allegations
Tammie Lyn Farrell2475931610/30/2023Customer DisputeSettled$40,000.00$0.00See Allegations
Tammie Lyn Farrell2475931602/16/2023Customer DisputeSettled$100,000.00$0.00See Allegations
Tammie Lyn Farrell2475931611/09/2022Customer DisputeSettled$270,000.00$0.00See Allegations
Tammie Lyn Farrell2475931610/11/2022Customer DisputeSettled$145,000.00$0.00See Allegations

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