Our Staff has compiled our research into a database of FINRA Broker Allegations for Tammie Lyn Farrell.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Tammie Lyn Farrell | 2475931 | 6 | 09/17/2024 | Customer Dispute | Pending | $275,000.00 | $0.00 | See Allegations |
Tammie Lyn Farrell | 2475931 | 6 | 03/26/2024 | Customer Dispute | Pending | $357,000.00 | $0.00 | See Allegations |
Tammie Lyn Farrell | 2475931 | 6 | 10/30/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See Allegations |
Tammie Lyn Farrell | 2475931 | 6 | 02/16/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
Tammie Lyn Farrell | 2475931 | 6 | 11/09/2022 | Customer Dispute | Settled | $270,000.00 | $0.00 | See Allegations |
Tammie Lyn Farrell | 2475931 | 6 | 10/11/2022 | Customer Dispute | Settled | $145,000.00 | $0.00 | See Allegations |