Our Staff has compiled our research into a database of FINRA Broker Allegations for William Sideny Friedman.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| William Sideny Friedman | 2475502 | 9 | 02/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| William Sideny Friedman | 2475502 | 9 | 10/05/2021 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| William Sideny Friedman | 2475502 | 9 | 07/02/2021 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| William Sideny Friedman | 2475502 | 9 | 03/26/2021 | Customer Dispute | Settled | $700,000.00 | $0.00 | See Allegations |
| William Sideny Friedman | 2475502 | 9 | 02/03/2021 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See Allegations |
| William Sideny Friedman | 2475502 | 9 | 11/20/2015 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| William Sideny Friedman | 2475502 | 9 | 07/02/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |