Our Staff has compiled our research into a database of FINRA Broker Allegations for Shannon Kelly Klug.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Shannon Kelly Klug | 2451747 | 3 | 10/20/2015 | Customer Dispute | Award / Judgment | $640,000.00 | $0.00 | See Allegations |
| Shannon Kelly Klug | 2451747 | 3 | 03/26/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |
| Shannon Kelly Klug | 2451747 | 3 | 06/24/2011 | Civil | Final | $0.00 | $0.00 | See Allegations |