Our Staff has compiled our research into a database of FINRA Broker Allegations for Gregory Thormann Pease.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Gregory Thormann Pease | 2416561 | 11 | 04/03/2019 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Gregory Thormann Pease | 2416561 | 11 | 11/20/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Gregory Thormann Pease | 2416561 | 11 | 10/31/2017 | Customer Dispute | Award / Judgment | $0.00 | $731,587.00 | See Allegations |
| Gregory Thormann Pease | 2416561 | 11 | 10/05/2017 | Customer Dispute | Award / Judgment | $9,444,740.00 | $0.00 | See Allegations |
| Gregory Thormann Pease | 2416561 | 11 | 03/10/2015 | Customer Dispute | Settled | $13,266.80 | $0.00 | See Allegations |
| Gregory Thormann Pease | 2416561 | 11 | 06/01/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Gregory Thormann Pease | 2416561 | 11 | 11/18/2009 | Customer Dispute | Denied | $15,542.00 | $7,277.00 | See Allegations |
| Gregory Thormann Pease | 2416561 | 11 | 06/29/2005 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See Allegations |
| Gregory Thormann Pease | 2416561 | 11 | 07/01/2004 | Customer Dispute | Settled | $140,000.00 | $0.00 | See Allegations |
| Gregory Thormann Pease | 2416561 | 11 | 09/17/2002 | Customer Dispute | Settled | $265,000.00 | $0.00 | See Allegations |