Our Staff has compiled our research into a database of FINRA Broker Allegations for Joel Lawrence Halpern.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Joel Lawrence Halpern | 234602 | 11 | 07/19/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |
| Joel Lawrence Halpern | 234602 | 11 | 05/24/2002 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See Allegations |
| Joel Lawrence Halpern | 234602 | 11 | 08/14/2001 | Customer Dispute | Denied | $22,723.00 | $0.00 | See Allegations |
| Joel Lawrence Halpern | 234602 | 11 | 12/17/1999 | Customer Dispute | Settled | $5,001.00 | $0.00 | See Allegations |
| Joel Lawrence Halpern | 234602 | 11 | 12/17/1999 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Joel Lawrence Halpern | 234602 | 11 | 01/25/1995 | Customer Dispute | Settled | $90,000.00 | $0.00 | See Allegations |
| Joel Lawrence Halpern | 234602 | 11 | 05/01/1990 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| Joel Lawrence Halpern | 234602 | 11 | 03/12/1990 | Customer Dispute | Award / Judgment | $160,000.00 | $57,000.00 | See Allegations |
| Joel Lawrence Halpern | 234602 | 11 | 05/18/1973 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Joel Lawrence Halpern | 234602 | 11 | 10/13/1972 | Civil | Final | $0.00 | $0.00 | See Allegations |