Our Staff has compiled our research into a database of FINRA Broker Allegations for Lance Jeffrey Ziesemer.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Lance Jeffrey Ziesemer | 2342087 | 18 | 06/13/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 05/13/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 04/01/2016 | Customer Dispute | Pending | $143,725.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 06/12/2013 | Customer Dispute | Settled | $242,801.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 01/25/2013 | Customer Dispute | Settled | $87,000.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 11/24/2008 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 05/16/2007 | Customer Dispute | Closed-No Action | $102,202.00 | $0.00 | See Allegations |