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FINRA Broker Allegations for Lance Jeffrey Ziesemer

Our Staff has compiled our research into a database of FINRA Broker Allegations for Lance Jeffrey Ziesemer.

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Displaying 11-14 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Lance Jeffrey Ziesemer23420871804/01/2016Customer DisputePending$143,725.00$0.00See Allegations
Lance Jeffrey Ziesemer23420871806/12/2013Customer DisputeSettled$242,801.00$0.00See Allegations
Lance Jeffrey Ziesemer23420871801/25/2013Customer DisputeSettled$87,000.00$0.00See Allegations
Lance Jeffrey Ziesemer23420871805/16/2007Customer DisputeClosed-No Action$102,202.00$0.00See Allegations

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