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FINRA Broker Allegations for Lance Jeffrey Ziesemer

Our Staff has compiled our research into a database of FINRA Broker Allegations for Lance Jeffrey Ziesemer.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Lance Jeffrey Ziesemer23420871808/15/2018Customer DisputeAward / Judgment$50,000.00$0.00See Allegations
Lance Jeffrey Ziesemer23420871808/07/2018Customer DisputeAward / Judgment$37,309.50$0.00See Allegations
Lance Jeffrey Ziesemer23420871804/10/2018Customer DisputeSettled$125,000.00$0.00See Allegations
Lance Jeffrey Ziesemer23420871811/30/2017Customer DisputeSettled$100,000.00$0.00See Allegations
Lance Jeffrey Ziesemer23420871804/03/2017Customer DisputeSettled$50,000.00$0.00See Allegations
Lance Jeffrey Ziesemer23420871811/01/2016Customer DisputeSettled$90,000.00$0.00See Allegations
Lance Jeffrey Ziesemer23420871810/17/2016Customer DisputeSettled$100,000.00$0.00See Allegations
Lance Jeffrey Ziesemer23420871810/11/2016Customer DisputeSettled$98,854.00$0.00See Allegations
Lance Jeffrey Ziesemer23420871807/28/2016Customer DisputeSettled$60,000.00$0.00See Allegations
Lance Jeffrey Ziesemer23420871806/13/2016Customer DisputeSettled$1,000,000.00$0.00See Allegations

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