Our Staff has compiled our research into a database of FINRA Broker Allegations for Lance Jeffrey Ziesemer.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Lance Jeffrey Ziesemer | 2342087 | 18 | 08/15/2018 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 08/07/2018 | Customer Dispute | Award / Judgment | $37,309.50 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 04/10/2018 | Customer Dispute | Settled | $125,000.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 11/30/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 04/03/2017 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 11/01/2016 | Customer Dispute | Settled | $90,000.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 10/17/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 10/11/2016 | Customer Dispute | Settled | $98,854.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 07/28/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See Allegations |
| Lance Jeffrey Ziesemer | 2342087 | 18 | 06/23/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |