Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Russel Tweed.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Robert Russel Tweed | 2339324 | 22 | 04/27/2017 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| Robert Russel Tweed | 2339324 | 22 | 02/01/2017 | Customer Dispute | Closed-No Action | $145,000.00 | $0.00 | See Allegations |
| Robert Russel Tweed | 2339324 | 22 | 04/04/2016 | Customer Dispute | Final | $0.00 | $0.00 | See Allegations |
| Robert Russel Tweed | 2339324 | 22 | 12/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Robert Russel Tweed | 2339324 | 22 | 07/30/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Robert Russel Tweed | 2339324 | 22 | 06/28/2011 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See Allegations |
| Robert Russel Tweed | 2339324 | 22 | 07/06/2010 | Customer Dispute | Award / Judgment | $700,000.00 | $156,250.00 | See Allegations |
| Robert Russel Tweed | 2339324 | 22 | 09/09/2009 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See Allegations |
| Robert Russel Tweed | 2339324 | 22 | 06/09/2009 | Customer Dispute | Award / Judgment | $1,870,000.00 | $338,000.00 | See Allegations |
| Robert Russel Tweed | 2339324 | 22 | 01/19/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |