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FINRA Broker Allegations for Robert Russel Tweed

Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Russel Tweed.

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Displaying 10 out of 22 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Robert Russel Tweed23393242202/28/2023Customer DisputePending$270,000.00$0.00See Allegations
Robert Russel Tweed23393242210/13/2022Customer DisputeSettled$150,000.00$0.00See Allegations
Robert Russel Tweed23393242212/13/2021Customer DisputeSettled$55,000.00$0.00See Allegations
Robert Russel Tweed23393242210/09/2020Customer DisputeSettled$1,750,000.00$0.00See Allegations
Robert Russel Tweed23393242207/16/2020RegulatoryFinal$0.00$0.00See Allegations
Robert Russel Tweed23393242207/18/2019Customer DisputeSettled$1,423,800.00$0.00See Allegations
Robert Russel Tweed23393242205/22/2019Customer DisputePending$500,000.00$0.00See Allegations
Robert Russel Tweed23393242209/06/2018Customer DisputeClosed-No Action$150,000.00$0.00See Allegations
Robert Russel Tweed23393242205/06/2018Customer DisputeClosed-No Action$75,000.00$0.00See Allegations
Robert Russel Tweed23393242210/02/2017CivilFinal$0.00$0.00See Allegations

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