Our Staff has compiled our research into a database of FINRA Broker Allegations for John Thomas Guzy.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| John Thomas Guzy | 232558 | 3 | 09/19/2017 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See Allegations |
| John Thomas Guzy | 232558 | 3 | 08/31/2005 | Customer Dispute | Denied | $150,000.00 | $0.00 | See Allegations |
| John Thomas Guzy | 232558 | 3 | 01/14/2004 | Customer Dispute | Settled | $60,000.00 | $0.00 | See Allegations |