Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Franklin Brandt.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Steven Franklin Brandt | 2323730 | 2 | 06/13/2018 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |
| Steven Franklin Brandt | 2323730 | 2 | 04/26/1999 | Regulatory | Final | $0.00 | $0.00 | See Allegations |