Our Staff has compiled our research into a database of FINRA Broker Allegations for Bruce William Doole.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Bruce William Doole | 2322136 | 2 | 09/01/2019 | Customer Dispute | Award / Judgment | $175,000.00 | $175,000.00 | See Allegations |
Bruce William Doole | 2322136 | 2 | 01/01/2012 | Customer Dispute | Award / Judgment | $300,000.00 | $400,000.00 | See Allegations |