Our Staff has compiled our research into a database of FINRA Broker Allegations for Brian C Kennedy.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Brian C Kennedy | 2321416 | 9 | 04/04/2024 | Customer Dispute | Pending | $80,000.00 | $0.00 | See Allegations |
| Brian C Kennedy | 2321416 | 9 | 03/07/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| Brian C Kennedy | 2321416 | 9 | 02/22/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Brian C Kennedy | 2321416 | 9 | 10/26/2023 | Customer Dispute | Settled | $37,000.00 | $0.00 | See Allegations |
| Brian C Kennedy | 2321416 | 9 | 05/30/2023 | Customer Dispute | Settled | $36,000.00 | $0.00 | See Allegations |
| Brian C Kennedy | 2321416 | 9 | 06/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Brian C Kennedy | 2321416 | 9 | 04/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Brian C Kennedy | 2321416 | 9 | 03/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Brian C Kennedy | 2321416 | 9 | 09/26/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |