Our Staff has compiled our research into a database of FINRA Broker Allegations for Ernest Julius Romer.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ernest Julius Romer | 2311741 | 50 | 12/19/2017 | Customer Dispute | Settled | $535,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 11/20/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 10/23/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 09/14/2017 | Customer Dispute | Settled | $115,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 09/01/2017 | Customer Dispute | Settled | $80,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 08/28/2017 | Customer Dispute | Pending | $150,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 08/25/2017 | Customer Dispute | Award / Judgment | $360,662.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 08/25/2017 | Customer Dispute | Award / Judgment | $60,000.00 | $50,000.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 08/17/2017 | Customer Dispute | Settled | $110,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 08/08/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |