Our Staff has compiled our research into a database of FINRA Broker Allegations for Ernest Julius Romer.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Ernest Julius Romer | 2311741 | 50 | 07/16/2018 | Customer Dispute | Settled | $220,000.00 | $0.00 | See Allegations |
Ernest Julius Romer | 2311741 | 50 | 04/16/2018 | Customer Dispute | Settled | $590,708.00 | $0.00 | See Allegations |
Ernest Julius Romer | 2311741 | 50 | 04/12/2018 | Customer Dispute | Settled | $167,500.00 | $0.00 | See Allegations |
Ernest Julius Romer | 2311741 | 50 | 03/01/2018 | Customer Dispute | Settled | $222,000.00 | $0.00 | See Allegations |
Ernest Julius Romer | 2311741 | 50 | 02/26/2018 | Customer Dispute | Settled | $45,000.00 | $0.00 | See Allegations |
Ernest Julius Romer | 2311741 | 50 | 12/19/2017 | Customer Dispute | Settled | $535,000.00 | $0.00 | See Allegations |
Ernest Julius Romer | 2311741 | 50 | 11/20/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
Ernest Julius Romer | 2311741 | 50 | 10/23/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
Ernest Julius Romer | 2311741 | 50 | 09/14/2017 | Customer Dispute | Settled | $115,000.00 | $0.00 | See Allegations |
Ernest Julius Romer | 2311741 | 50 | 09/01/2017 | Customer Dispute | Settled | $80,000.00 | $0.00 | See Allegations |