Our Staff has compiled our research into a database of FINRA Broker Allegations for Ernest Julius Romer.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ernest Julius Romer | 2311741 | 50 | 06/19/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 04/29/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 02/22/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 09/18/2018 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 08/08/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 08/08/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 04/13/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 12/31/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 01/15/2013 | Regulatory | Final | $0.00 | $0.00 | See Allegations |