Our Staff has compiled our research into a database of FINRA Broker Allegations for Ernest Julius Romer.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ernest Julius Romer | 2311741 | 50 | 01/20/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Ernest Julius Romer | 2311741 | 50 | 12/01/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Ernest Julius Romer | 2311741 | 50 | 10/11/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Ernest Julius Romer | 2311741 | 50 | 11/08/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |