Our Staff has compiled our research into a database of FINRA Broker Allegations for Ernest Julius Romer.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ernest Julius Romer | 2311741 | 50 | 10/24/2003 | Customer Dispute | Denied | $6,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 12/30/2002 | Customer Dispute | Denied | $24,932.50 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 10/21/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |